Shapiro Capital Management LLC

An Atlanta-based investment management firm

 PRIVACY NOTICE

We at Shapiro Capital Management LLC understand and appreciate that our clients are concerned about their privacy, and about the confidentiality and security of information that we may obtain from them. This policy describes the steps we have taken to safeguard your information and what client information we may share with others.

If you choose to become a client of Shapiro Capital, you will need to give us certain personal information so we may open your account. We pledge our commitment to maintain the confidentiality of this information. This Privacy Policy applies to our current and former clients.

INFORMATION ABOUT YOU THAT WE MAY SHARE WITH OTHERS

We collect and share with others the following types of personal information about you:

  • Information on your account application or other forms, including your name, address, Social Security number, marital status, assets, and income; and

  • Information about your investments and transactions with us, our affiliates and other financial institutions. This may include specific investments, account balances, and cash deposits and withdrawals.

 

TO WHOM WE SHARE INFORMATION ABOUT YOU

We may share your personal information with certain non-affiliated companies such as broker dealers in connection with processing orders for your account.

 

WHAT INFORMATION WE DISCLOSE TO NON-AFFILIATES

We may share your personal information with non-affiliated companies and government agencies only to the extent permitted or required by law, for legal, regulatory or other purposes.

We may share your personal information with:

  • Non-affiliated companies that provide processing, account maintenance, and related services in connection with your investments and other transactions handled by us;

  • Non-affiliated companies and government agencies only to the extent permitted or required by law, for legal, regulatory, or other purposes;

  • Non-affiliated companies with whom we have contracted with to provide marketing services on our behalf and companies with whom we jointly market certain products and services;

  • Non-affiliated companies that provide processing, account maintenance and related services in connection with your investments and other transactions handled by us.

HOW WE PROTECT YOUR PERSONAL INFORMATION

We maintain the confidentiality, security and integrity of your personal information by:

  • Restricting access to your nonpublic personal information to those employees with a legitimate need for the information; and

  • Maintaining physical electronic and procedural safeguards that meet or exceed federal and industry standards governing how nonpublic personal information should be stored.

 

PRIVACY POLICY UPDATE

From time to time, we may amend our privacy policy. You will receive appropriate notice when our privacy policy changes.

 

HOW TO CONTACT US WITH PRIVACY QUESTIONS

If you have any questions regarding our privacy policy, please contact Angela Karwoski by phone at 404-842-9600; or via email: angela@shapirocapital.com.