Shapiro Capital Management LLC

An Atlanta-based investment management firm

 PRIVACY NOTICE

We at Shapiro Capital Management LLC understand and appreciate that our clients are concerned about their privacy, and about the confidentiality and security of information that we may obtain from them. This policy describes the steps we have taken to safeguard your information and what client information we may share with others.

If you choose to become a client of Shapiro Capital, you will need to give us certain personal information so we may open your account. We pledge our commitment to maintain the confidentiality of this information. This Privacy Policy applies to our current and former clients.

INFORMATION ABOUT YOU THAT WE MAY SHARE WITH OTHERS

We collect and share with others the following types of personal information about you:

  • Information on your account application or other forms, including your name, address, Social Security number, marital status, assets, and income; and

  • Information about your investments and transactions with us, our affiliates and other financial institutions. This may include specific investments, account balances, and cash deposits and withdrawals.

TO WHOM WE SHARE INFORMATION ABOUT YOU

We may share your personal information with certain non-affiliated companies such as broker dealers in connection with processing orders for your account.

WHAT INFORMATION WE DISCLOSE TO NON-AFFILIATES

We may share your personal information with non-affiliated companies and government agencies only to the extent permitted or required by law, for legal, regulatory or other purposes.

We may share your personal information with:

  • Non-affiliated companies that provide processing, account maintenance, and related services in connection with your investments and other transactions handled by us;

  • Non-affiliated companies and government agencies only to the extent permitted or required by law, for legal, regulatory, or other purposes;

  • Non-affiliated companies with whom we have contracted with to provide marketing services on our behalf and companies with whom we jointly market certain products and services;

  • Non-affiliated companies that provide processing, account maintenance and related services in connection with your investments and other transactions handled by us.

HOW WE PROTECT YOUR PERSONAL INFORMATION

We maintain the confidentiality, security and integrity of your personal information by:

  • Restricting access to your nonpublic personal information to those employees with a legitimate need for the information; and

  • Maintaining physical electronic and procedural safeguards that meet or exceed federal and industry standards governing how nonpublic personal information should be stored.

PRIVACY POLICY UPDATE

From time to time, we may amend our privacy policy. You will receive appropriate notice when our privacy policy changes.

Terms and conditions

Terms and Conditions

Please read these Terms and Conditions of Use (“Terms and Conditions”) carefully.   Shapiro Capital Management, LLC, a registered investment adviser (“SCM” or “we”), owns and operates this website (“Site”). By registering for, logging into, visiting and/or otherwise using the Site in any way, you agree to be bound by the following terms and conditions, so please carefully review these Terms and Conditions before proceeding.

Reservation of Rights

We reserve the right, at our discretion, to change, modify, add, or remove portions of these Terms and Conditions at any time and make changes to any of the products or programs described in this Site at any time without notice or liability. 

Use of Content

The content of this Site is available for informational purposes only and investors should determine for themselves whether a particular service or product is suitable for their investment needs or should seek professional advice for their particular situation.  It is provided “as is” without warranty of any kind, either express or implied including without limitation any implied warranties of merchantability, fitness for a particular purpose, expectation of privacy, or non-infringement. In no event shall SCM  be liable for any damages (whether direct, indirect, punitive, incidental, special, consequential or otherwise) arising out of, or in any way connected with, the use of or inability to use this Site or for any information, software, products or services obtained through or otherwise in connection with this Site, in each case regardless of whether such damages are based on contract, tort, strict liability or other theories of liability. Some jurisdictions do not allow the exclusion of implied warranties or consequential or incidental damages, so portions of the above exclusions may not apply to you. The posting of Content and access to this Site does not constitute, either explicitly or implicitly, any provision of services or products by SCM or its affiliates.

Copyright and Trademarks

The contents of this Site are protected by applicable copyright laws. No permission is granted to copy, distribute, modify, post or frame any text, graphics, video, audio, software code, or user interface design or logos.

No Reliance

Although SCM has taken reasonable care to ensure that the information contained within this Site is accurate, no representation or warranty (including liability towards third parties), expressed or implied, is made as to its accuracy, reliability or completeness by SCM or its contractual partners. Opinions and any other contents at the Site are provided by SCM for personal use and informational purposes only and are subject to change without notice. Nothing contained on this Site constitutes investment, legal, tax or other advice and is not to be relied on in making an investment or other decision.

You are responsible for evaluating the adequacy, accuracy, reliability, merchantability, non-infringement, completeness of any information or the content available on the Site or fitness for any particular purpose with respect to the site or any of its content. SCM further assumes no responsibility for, and makes no warranties that functions contained on this Site will be uninterrupted or error-free, that defects will be corrected, or that this Site or the servers that make it available will be free of viruses or other harmful components.


HOW TO CONTACT US WITH PRIVACY QUESTIONS

If you have any questions regarding our privacy policy, please contact Katie Lahey by phone at 404-842-9600; or via email: katie@shapirocapital.com.

DISCLAIMER

The information on this website is intended for U.S. residents only.  This website and its content are for informational and educational purposes only. If you wish to obtain further details about any information contained on this website, please contact Shapiro Capital Management. The information provided does not constitute an offer to buy, or an offer to sell securities in any jurisdiction to any person to whom it is not lawful to make such an offer. All information and content on this website or through this website are subject to applicable statutes and regulations, furnished "as is," without warranties of any kind, either expressed or implied. To the fullest extent permissible pursuant to applicable law, Shapiro Capital Management disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, fitness for a particular purpose, or title and non-infringement.

You alone will need to evaluate the merits and risks associated with the use of this website. Decisions based on information obtained from the website are your sole responsibility. Before making any decision based on this information, you should consider (with or without the assistance of a financial or tax advisor) whether the information is appropriate in light of your particular investment needs, objectives, risk tolerances and financial circumstances. Investors should seek financial advice regarding the suitability of investing in any securities or following any investment strategies.

Although this website may provide information relating to approaches to investing or types of securities and investments you might buy, sell or hold, no information available through the website is intended or should be construed as any advice, recommendation or endorsement from us as to any legal, tax, investment or other matter. No reference to any specific security constitutes a recommendation to buy, sell or hold that security or any other security. Nothing on this website shall be considered as a solicitation or offer to buy or sell any security, future, option or other financial instrument or offer to provide any investment advice or service to any person in any jurisdiction. Nothing contained on the website constitutes investment advice nor offers any opinion with respect to the suitability of any security, and the views expressed on this website should not be taken as advice to buy, sell or hold any security. In preparing the information contained in this website, we have not considered the investment needs, objectives, risk tolerances or financial circumstances of any particular investor. This information has no regard to the specific investment objectives, financial situation, risk tolerances or particular needs of any specific recipient of this information and the investments discussed may not be suitable for all investors.

Any views expressed on this website by us were prepared based upon the information available to us at the time such views were written. Changed or additional information could cause such views to change. All information is subject to possible correction. Information may quickly become unreliable for various reasons, including changes in market conditions or economic circumstances. If an investment is denominated in a currency other than the recipient's currency, changes in the rates of exchange may have an adverse effect on value, price or income. The levels and bases of taxation may also change from time to time.